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Wayne Dictor

42 Years of Experience
Daytona Beach, FL
6 DisclosuresBrokerSells Insurance

Wayne Dictor is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Daytona Beach, FL, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2727 N. Atlantic Avenue, Suite 900, Daytona Beach, FL, 32118

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2012
Settled
Customer Dispute
November 2012
Settled
Customer Dispute
December 2011
Settled
Customer Dispute
June 2004
Closed-No Action
Customer Dispute
June 2003
Denied
Customer Dispute
February 1999
Denied
Other Business ActivitiesSells Insurance

Wayne is a board member for Bellair Condominium Association and Orlando Fringe Festival, and a finance/investment committee member for CrimeLine. He also uses fixed insurance for clients through DictorFinancial LLC, spending minimal time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2010 - Present · 15 yrs 7 mos
Raymond James Financial Services, INC.Broker
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
LPL Financial Corporation
December 2003 - November 2010 · 6 yrs 11 mos
LPL Financial CorporationBroker
November 2003 - November 2010 · 7 yrs
UBS Financial Services INC.
April 1997 - December 2003 · 6 yrs 8 mos
UBS Financial Services INC.Broker
April 1997 - December 2003 · 6 yrs 8 mos
Dean Witter Reynolds INC.Broker
June 1988 - April 1997 · 8 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
January 1985 - June 1988 · 3 yrs 5 mos
John Hancock Distributors, INC.Broker
May 1983 - April 1985 · 1 yr 11 mos
State Registrations22 states
ALAZCACOCTFLGAILINLAMAMDNCNHNVNYPATXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.