Michael Sweeney
Michael Sweeney is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Darien, CT, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1020 Post Rd, Darien, CT, 06820
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 1999Customer Dispute
May 1988Other Business Activities
Michael is a member of the Finance Committee for St. Thomas Church in Norwalk, CT, since June 2025. He dedicates minimal time per month to this non-profit activity, focusing on the development and use of Parish grounds and property.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.