Kevin Flaherty is a registered investment advisor at Morgan Stanley, based in Norwell, MA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
141 Longwater Drive, Suite 102, Norwell, MA, 02061
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
March 2012 - Present · 14 yrs 2 mos
Previous Registrations
Morgan Stanley
March 2012 - December 2013 · 1 yr 9 mos
RBC Capital Markets, LLC
October 2004 - April 2012 · 7 yrs 6 mos
RBC Capital Markets, LLCBroker
September 2004 - April 2012 · 7 yrs 7 mos
UBS Financial Services INC.Broker
May 1996 - October 2004 · 8 yrs 5 mos
Prudential Securities IncorporatedBroker
September 1989 - May 1996 · 6 yrs 8 mos
Thomson Mckinnon Securities INC.Broker
January 1983 - September 1989 · 6 yrs 8 mos
Metropolitan Life Insurance CompanyBroker
January 1983 - May 1984 · 1 yr 4 mos
State Registrations20 states
CACOCTFLGAMAMDMENCNHNVNYOHORPARITNTXVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.