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John O'connor

Freedom Investment Management, INC.
26 Years of Experience
South Windsor, CT
View SEC Summary
View SEC Summary

John O'connor is a registered investment advisor at Freedom Investment Management, INC., based in South Windsor, CT, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 520 clients with $570M in assets under management.

Freedom Investment Management, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
520 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$568.7M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.45%
$1.0M - $2.5M0.35%
$2.5M - $5.0M0.30%
$5.0M - $10.0M0.25%
$10M+0.10%

Platform fees range within each tier. Direct clients are charged up to 2.00% annually. Separate account management clients are charged 0.25% to 0.35%. Independent advisors may charge an additional advisory fee up to 1.50%. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1645 Ellington Rd, 3rd Floor, South Windsor, CT, 06074

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Freedom Investment Management, INC.
December 2023 - Present · 2 yrs 10 mos
Previous Registrations
3d/l Capital Management, LLC
April 2021 - December 2023 · 2 yrs 8 mos
3d Asset Management, INC.
September 2016 - March 2021 · 4 yrs 6 mos
3d Asset Management, INC.
March 2006 - May 2016 · 10 yrs 2 mos
Usi Advisors
January 2001 - May 2006 · 5 yrs 4 mos
Usi Securities, INC.
June 1999 - May 2006 · 6 yrs 11 mos
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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