James Rudwall
James Rudwall is a registered investment advisor at Rudwall Wealth Management LLC, based in Libertyville, IL, with 43 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 9 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rudwall Wealth Management charges a maximum of 2% of your portfolio per year. This fee covers investment advice, brokerage commissions, custodial services, and administrative services. The fee is paid quarterly, in advance, based on the market value of your assets at the end of the previous quarter.
Location
Libertyville, IL
Get directionsHistory
Regulatory History (3)
Financial
May 2025Employment Separation After Allegations
March 2016Customer Dispute
March 2005Other Business Activities
James is involved with Kappa Beta Phi, a fraternal society for financial personnel, primarily for social and honorific purposes. This activity is not investment-related.
Employment History
Current Registrations
Rudwall Wealth Management LLC
Previous Registrations
Insight Securities, INC.
Insight Securities, INC.Broker
Morgan StanleyBroker
Morgan Stanley
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.