PS
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Peter Stefanic
43 Years of Experience
Gig Harbor, WA
3 DisclosuresBrokerSells Insurance
Peter Stefanic is a registered investment advisor at Cetera Investment Advisers LLC, based in Gig Harbor, WA, with 43 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
4423 Point Fosdick Dr Suite 306, Gig Harbor, WA, 98335
Get directionsHistory
Regulatory History (3)
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Customer Dispute
August 2019Denied
Customer Dispute
October 2007Denied
Customer Dispute
May 2004Settled
Other Business ActivitiesSells Insurance
Peter works as an insurance agent selling fixed insurance products since 1974, dedicating a few hours per week to this activity. A minimal amount of this time occurs during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
February 2012 - March 2024 · 12 yrs 1 mo
Pacific West Financial Consultants INC
March 2004 - February 2012 · 7 yrs 11 mos
Pacific West Securities, INC.Broker
August 2000 - February 2012 · 11 yrs 6 mos
Pruco Securities CorporationBroker
January 1983 - July 2000 · 17 yrs 6 mos
State Registrations18 states
AKAZCACODEFLGAIDINMNMSOKORPASCTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.