EA
EA

Erik Alexander

15 Years of Experience
Issaquah, WA
1 DisclosureBrokerSells Insurance

Erik Alexander is a registered investment advisor at Cetera Investment Advisers LLC, based in Issaquah, WA, with 15 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

22500 SE 64th Pl Ste 240, Issaquah, WA, 98027

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History

Regulatory History (1)
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Customer Dispute
October 2022
Settled
Other Business ActivitiesSells Insurance

Erik sells life, health, disability, and fixed annuities as an insurance agent, dedicating a few hours per week. He is also the owner of Erik Alexander, LLC, a financial advisor/IAR at Weststar Prosperity Partners (full-time), and a managing member of SGEA, LLC (about 10-20% of his time).

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLC
June 2021 - Present · 5 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
January 2011 - June 2021 · 10 yrs 5 mos
Voya Financial Advisors, INC.Broker
October 2010 - June 2021 · 10 yrs 8 mos
State Registrations16 states
AZCAIDILINLAMANJNVNYOHORSCSDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.