Paul Pietro is a ChFC-designated registered investment advisor at Spc, based in Worcester, MA, with 43 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
93 Stafford Street, Worcester, MA, 01603
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is an independent insurance agent selling life, health, dental, and disability insurance. He is also a director at Bears on Board, Inc., a non-profit, and works with The Hilb Group selling employee benefits and insurance, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
Walnut Street Securities, INC.Broker
North American Management, INC.Broker
Chubb Securities CorporationBroker
North American Management, INC.Broker
Compass Securities CorporationBroker
Harbor Securities CorporationBroker
Cardell & Associates, IncorporatedBroker
Amfire, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
Cigna Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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