DL
CFP
DL
CFP

Debbie Lumpkin

38 Years of Experience
Baton Rouge, LA
Broker

Debbie Lumpkin is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Baton Rouge, LA, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8675 Bluebonnet Blvd, Ste B, Baton Rouge, LA, 70810

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Debbie owns rental property in Lake Charles, LA, and is the landlord, dedicating minimal time. She also has 100% ownership in The Lumpkin Group LLC and is a trustee for The Lumpkin Group 401k, dedicating a few hours per week to each.

Employment History
Current Registrations
Wells Fargo Advisors
August 2007 - Present · 18 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2007 - Present · 18 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
June 1998 - August 2007 · 9 yrs 2 mos
Hibernia Investment Securities INC.Broker
January 1995 - June 1998 · 3 yrs 5 mos
First American National Securities, INC.Broker
August 1989 - November 1990 · 1 yr 3 mos
Fsc Securities CorporationBroker
March 1987 - April 1989 · 2 yrs 1 mo
The Planner's Securities Group, INC.Broker
May 1986 - March 1987 · 10 mos
Fsc Securities CorporationBroker
November 1982 - April 1989 · 6 yrs 5 mos
State Registrations11 states
ALARCOFLGALAMSPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Debbie Lumpkin - Financial Advisor | TrueAdvisor