Joseph Smith
Joseph Smith is a registered investment advisor at Wells Fargo Advisors, based in Baton Rouge, LA, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
8675 Bluebonnet Blvd, Ste B, Baton Rouge, LA, 70810
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2009Other Business Activities
Joseph owns Proview Wealth Management and dedicates nearly full-time hours to the firm. He spends all of his time during trading hours on this investment-related activity for his financial practice.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Hibernia Investments, L.L.C.
Hibernia Investments, L.L.C.Broker
Pruco Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.