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Frederik Constantinesco

43 Years of Experience
Dallas, TX
Broker

Frederik Constantinesco is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Dallas, TX, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

13355 Noel Rd, Dallas, TX, 75240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frederik works as a salesman at Comp USA Superstore, dedicating full-time hours to this role.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2016 - Present · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - August 2016 · 7 yrs 2 mos
Morgan Stanley
June 2009 - August 2016 · 7 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
UBS Financial Services INC.Broker
January 1995 - March 2009 · 14 yrs 2 mos
UBS Financial Services INC.
January 1995 - March 2009 · 14 yrs 2 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1989 - January 1995 · 5 yrs 3 mos
Piper, Jaffray & Hopwood IncorporatedBroker
January 1988 - October 1989 · 1 yr 9 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1982 - January 1995 · 12 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.