LJ
LJ

Lynda Jaeger

34 Years of Experience
Albany, NY
Broker

Lynda Jaeger is a registered investment advisor at UBS Financial Services INC., based in Albany, NY, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

8 Southwoods Blvd Suite 207, Albany, NY, 12211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Financial Services INC.
February 2024 - Present · 2 yrs 3 mos
UBS Financial Services INC.
February 2024 - Present · 2 yrs 3 mos
UBS Financial Services INC.Broker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2019 - February 2024 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2015 - February 2024 · 8 yrs 4 mos
Oppenheimer & CO. INC.Broker
February 2013 - October 2015 · 2 yrs 8 mos
Kuhns Brothers Securities CorporationBroker
December 2009 - February 2013 · 3 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
October 2004 - November 2005 · 1 yr 1 mo
Wachovia Securities, LLCBroker
May 2000 - June 2003 · 3 yrs 1 mo
Cibc World Markets CORP.Broker
April 1990 - May 2000 · 10 yrs 1 mo
Dean Witter Reynolds INC.Broker
February 1988 - June 1990 · 2 yrs 4 mos
E. F. Hutton & Company INCBroker
August 1987 - September 1987 · 1 mo
Interstate Securities CorporationBroker
January 1987 - February 1987 · 1 mo
Morgan Keegan & Company, INC.Broker
July 1985 - October 1986 · 1 yr 3 mos
State Registrations31 states
ALARAZCACOCTDCDEFLGAILINLAMAMDMIMTNCNHNJNVNYOHPARISCTNTXVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.