Carol Lupo
Carol Lupo is a registered investment advisor at Wells Fargo Advisors, based in Cherry Hill, NJ, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
457 Haddonfield Road, [Satellite], Cherry Hill, NJ, 08002
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2008Other Business ActivitiesSells Insurance
Carol has 100% ownership in Cal Investment Colsultants, LLC since 2020, dedicating a few hours per week. She is also a trustee for Cal Investment Consultants LLC 401k PSP, spending minimal time on it, and a financial advisor at Princeton Harriman Insurance Solutions, spending a few hours per week.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.