Thomas Foy is a registered investment advisor, based in Marlton, NJ, with 43 years of industry experience.
Location
5000 Sagemore Drive, Ste. 103, Marlton, NJ, 08053
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Regulatory History (1)
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Customer Dispute
December 2002Settled
Other Business Activities
Thomas is an advisory representative of a Registered Investment Advisor (RIA) since September 2023, spending about half his time on this and about a quarter of his time trading. He also owns IRIS Financial Services, using it as a DBA, and spends about 10-20% of his time on this and about 10-20% of his time trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
September 2023 - Present · 2 yrs 8 mos
Cambridge Investment Research, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Lincoln Financial Securities Corporation
February 2014 - September 2023 · 9 yrs 7 mos
Lincoln Financial Securities CorporationBroker
February 2014 - September 2023 · 9 yrs 7 mos
LPL Financial LLC
June 2004 - February 2014 · 9 yrs 8 mos
LPL Financial LLCBroker
June 2004 - February 2014 · 9 yrs 8 mos
Linsco/private Ledger CORP.
June 2004 - June 2004 · 0 mos
Ws Griffith Securities, INC.
June 2002 - June 2004 · 2 yrs
Ws Griffith Securities, INC.Broker
March 1993 - June 2004 · 11 yrs 3 mos
Phoenix Equity Planning CorporationBroker
October 1991 - March 1993 · 1 yr 5 mos
New England SecuritiesBroker
March 1984 - October 1991 · 7 yrs 7 mos
John Hancock Mutual Life Insurance CompanyBroker
November 1983 - April 1984 · 5 mos
Mid Atlantic Preferred Sales CorporationBroker
October 1982 - March 1984 · 1 yr 5 mos
State Registrations17 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.