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CFP · ChFC
TW
CFP · ChFC

Thomas Warner

Ameriprise Financial Services, LLC
31 Years of Experience
Marlton, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Warner is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Marlton, NJ, with 31 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

525 Route 73 N Ste 303, Marlton, NJ, 08053

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is an independent insurance broker for Horizon BCBS since 2009 and co-owns an Ameriprise business, spending a few hours per week on each. He also co-owns real estate, is a board member for Warner, owns Warner Jr Enterprises, and provides pro-bono financial planning advice to cancer patients through Angel's Foundation.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2002 - Present · 24 yrs 3 mos
Ameriprise Financial Services, LLC
July 1995 - Present · 31 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 1995 - Present · 31 yrs 3 mos
Previous Registrations
Securities America, INC.Broker
February 2010 - November 2010 · 9 mos
Ids Life Insurance CompanyBroker
July 1995 - July 2006 · 11 yrs
State Registrations24 states
AZCACTDEFLGAILINKYMAMDMTNCNHNJNVNYOHPASCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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