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CFP
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CFP

Wayne Staschke

LPL Financial LLC
43 Years of Experience
Guilford, CT
BrokerSells Insurance
View SEC Summary
View SEC Summary

Wayne Staschke is a CFP-designated registered investment advisor at LPL Financial LLC, based in Guilford, CT, with 43 years of industry experience. Wayne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2415 Boston Post Rd Ste 14, Guilford, CT, 06437

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Wayne operates his LPL business under Guilford Financial Group, Inc. He also sells non-variable insurance products, including annuities, life insurance, long-term care, and health insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLC
October 2022 - Present · 4 yrs
LPL Financial LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Royal Alliance Associates, INC.
April 1993 - April 2007 · 14 yrs
Integrated Resources Equity CorporationBroker
November 1989 - December 1989 · 1 mo
Royal Alliance Associates, INC.Broker
November 1989 - October 2022 · 32 yrs 11 mos
Guilford Financial Group, INC.
July 1989 - December 2022 · 33 yrs 5 mos
Integrated Resources Equity CorporationBroker
April 1989 - November 1989 · 7 mos
Eastern States Securities, INC.Broker
January 1987 - April 1989 · 2 yrs 3 mos
Financial Centre Securities, INC.Broker
July 1983 - January 1987 · 3 yrs 6 mos
Financial Planners of the Palm Beaches Securities, INC.Broker
November 1982 - December 1983 · 1 yr 1 mo
State Registrations20 states
AZCACOCTFLMAMDMEMINCNHNJNYPARISCTXUTVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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