Eric Lawton
Eric Lawton is a registered investment advisor at LPL Financial LLC, based in Guilford, CT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
99 Whitfield St, Guilford, CT, 06437
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Regulatory History (2)
Customer Dispute
December 2013Employment Separation After Allegations
November 2013Other Business ActivitiesSells Insurance
Eric operates Impact Financial Wealth Management LLC as a DBA for his LPL business and is involved with non-variable insurance. He also owns The Keeper LLC, which provides boat tours, dedicating minimal time to each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Westport Capital Markets, LLC
Westport Capital Markets, LLCBroker
Westport Capital Markets, LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.