LR
LR

Larry Rothenberg

42 Years of Experience
New York, NY
Broker

Larry Rothenberg is a registered investment advisor at Rockefeller Capital Management, based in New York, NY, with 42 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

45 Rockefeller Plaza, New York, NY, 10111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Larry is a board member for Golda Och Academy and Daughters of Israel, non-profit organizations, dedicating minimal time to each. He also serves as Co-Campaign Chairperson/National Campaign Council for Development Corp for Israel/Israel Bonds, spending minimal time on this role as well.

Employment History
Current Registrations
Rockefeller Capital Management
February 2024 - Present · 2 yrs 3 mos
Rockefeller Capital Management
April 2023 - Present · 3 yrs 1 mo
Rockefeller Financial LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
First Republic Securities Company, LLCBroker
January 2017 - May 2023 · 6 yrs 4 mos
First Republic Investment Management, INC.
January 2017 - May 2023 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1996 - January 2017 · 20 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1996 - January 2017 · 20 yrs 8 mos
Lehman Brothers INC.Broker
April 1985 - May 1996 · 11 yrs 1 mo
Prudential-Bache Securities INC.Broker
June 1983 - April 1985 · 1 yr 10 mos
Macpeg Ross and Goldaber Securities, INC.Broker
November 1982 - December 1982 · 1 mo
State Registrations33 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.