Rockefeller Financial offers comprehensive wealth management, investment advisory, financial planning, and consulting services to high-net-worth and ultra-high-net-worth individuals, families, and institutions. Operating under trade names such as Rockefeller Capital Management and Rockefeller Global Family Office, the firm provides personalized investment guidance through private advisors. Clients receive assistance with asset allocation, portfolio management across various asset classes including equities, fixed income, mutual funds, exchange-traded funds, and alternative investments, as well as retirement planning and customized financial reports. The firm operates as both a registered investment advisor and a registered broker-dealer, offering both discretionary account management (where the firm makes trades without prior approval) and non-discretionary services (where clients retain final decision-making authority). Additionally, Rockefeller Financial provides retirement plan consulting services and specialized managed account programs for retirement plan participants.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.