LF
LF

Louis Frascogna

43 Years of Experience
Jackson, MS
Broker

Louis Frascogna is a registered investment advisor at Raymond James & Associates, INC., based in Jackson, MS, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4266 I-55 North, Suite 200, Jackson, MS, 39211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2018 - Present · 7 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.
June 2018 - June 2018 · 0 mos
StephensBroker
May 2010 - June 2018 · 8 yrs 1 mo
Stephens
May 2010 - June 2018 · 8 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - May 2010 · 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2010 · 11 mos
Citigroup Global Markets INC.
January 2000 - June 2009 · 9 yrs 5 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
E. F. Hutton & Company INCBroker
August 1986 - May 1988 · 1 yr 9 mos
Dean Witter Reynolds INC.Broker
December 1982 - August 1986 · 3 yrs 8 mos
State Registrations12 states
ALARCACOGAMSMTNCSCSDTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Louis Frascogna - Financial Advisor | TrueAdvisor