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CFP
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CFP

Kevin O'day

Spc
43 Years of Experience
Mapleton, UT
BrokerSells Insurance
View SEC Summary
View SEC Summary

Kevin O'day is a CFP-designated registered investment advisor at Spc, based in Mapleton, UT, with 43 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.

Spc
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
475 advisors
Number of Clients
30,916 clients
Average Client Portfolio
$197K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Mapleton, UT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kevin offers securities products through Parkland Securities, LLC, and provides long-term care and life insurance servicing to existing policyholders through LTCI Strategic Partners LLC, dedicating a few hours per week. The O'Day Group, Inc. is the business funding/operating account for The O'Day Group and leases office space from Kevin.

Employment History
Current Registrations
Spc
January 2013 - Present · 13 yrs 9 mos
Parkland Securities, LLCBroker
January 2013 - Present · 13 yrs 9 mos
Previous Registrations
Level Four Advisory Services
January 2012 - November 2012 · 10 mos
Lincoln Financial Securities Corporation
March 2006 - January 2013 · 6 yrs 10 mos
Lincoln Financial Securities CorporationBroker
June 1987 - January 2013 · 25 yrs 7 mos
Bnl Securities INC.Broker
May 1983 - June 1987 · 4 yrs 1 mo
Western Reserve Financial Services CORPBroker
January 1983 - May 1983 · 4 mos
State Registrations6 states
DEFLMDPAUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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