MV
MV

Mark Vavruska

43 Years of Experience
Westlake, OH
3 DisclosuresBroker

Mark Vavruska is a registered investment advisor at Ameriprise Financial Services, LLC, based in Westlake, OH, with 43 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2035 Crocker Rd, Ste 201, Westlake, OH, 44145-2194

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 1994
Final
Customer Dispute
October 1993
Settled
Customer Dispute
November 1989
Award / Judgment
Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2023 - Present · 3 yrs 2 mos
Ameriprise Financial Services, LLC
May 2023 - Present · 3 yrs 2 mos
Ameriprise Financial Services, LLCBroker
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
March 2009 - June 2023 · 14 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2009 - June 2023 · 14 yrs 3 mos
Butler, Wick & CO., INC.
June 2008 - March 2009 · 9 mos
Butler, Wick & CO., INC.Broker
May 2008 - March 2009 · 10 mos
UBS Financial Services INC.
February 2007 - June 2008 · 1 yr 4 mos
UBS Financial Services INC.Broker
February 2007 - June 2008 · 1 yr 4 mos
Mcdonald Investments INC.
November 1999 - February 2007 · 7 yrs 3 mos
Mcdonald Investments INC.Broker
August 1991 - February 2007 · 15 yrs 6 mos
Prudential Securities IncorporatedBroker
December 1982 - August 1991 · 8 yrs 8 mos
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.