GK
GK
Gary Kaltbaum
41 Years of Experience
Heathrow, FL
6 Disclosures
Gary Kaltbaum is a registered investment advisor at Kaltbaum Capital Management, based in Heathrow, FL, with 41 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 264 clients with $120M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
264 clients
Average Client Portfolio
$447K average
Assets Under Management
$118.0M
Fee Structure
Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable on a case-by-case basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Heathrow, FL
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009Closed-No Action
Customer Dispute
May 2002Settled
Customer Dispute
May 2001Denied
Customer Dispute
October 2000Denied
Regulatory
October 1990Final
Regulatory
January 1987Final
Other Business Activities
Gary receives income from appearances on Fox News Channel and hosts a daily radio show through Investors Edge LLC. This activity is not investment-related.
Employment History
Current Registrations
Kaltbaum Capital Management
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
Wunderlich Securities, INC.
March 2007 - December 2010 · 3 yrs 9 mos
Wunderlich Securities, INC.Broker
March 2007 - December 2010 · 3 yrs 9 mos
Capital Securities of America, INC.
August 2005 - March 2007 · 1 yr 7 mos
Capital Securities of America, INC.Broker
April 2004 - March 2007 · 2 yrs 11 mos
Kaltbaum and Associates
May 2003 - August 2003 · 3 mos
Wachovia Securities Financial Network, LLCBroker
January 2001 - April 2004 · 3 yrs 3 mos
Wachovia Securities Financial Network, LLC
January 2001 - April 2004 · 3 yrs 3 mos
Jwgenesis Financial Group, INCBroker
July 1999 - January 2001 · 1 yr 6 mos
Jwgenesis Securities, INC.Broker
October 1994 - September 1999 · 4 yrs 11 mos
Corporate Securities Group, INC.Broker
January 1991 - October 1994 · 3 yrs 9 mos
J. W. Gant & Associates, INC.Broker
April 1989 - June 1989 · 2 mos
B C Financial CorporationBroker
October 1988 - January 1989 · 3 mos
Blinder, Robinson & CO., INC.Broker
December 1982 - October 1988 · 5 yrs 10 mos
State Registrations3 states
AZPATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.