KR
KR
Keith Ryan is a registered investment advisor, based in Vero Beach, FL, with 43 years of industry experience. Keith is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Vero Beach, FL
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 1979Final Disposition
Other Business ActivitiesSells Insurance
Keith sells fixed insurance products, dedicating minimal time to this activity. He also owns 9 Walnut Holdings, LLC, a private entity established to facilitate securities, advisory, and insurance business, dedicating all of his time to this.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2026 - Present · 4 mos
Raymond James Financial Services, INC.Broker
June 2026 - Present · 4 mos
Previous Registrations
Commonwealth Financial Network
May 2021 - June 2026 · 5 yrs 1 mo
Commonwealth Financial NetworkBroker
May 2021 - June 2026 · 5 yrs 1 mo
UBS Financial Services INC.
January 2004 - May 2021 · 17 yrs 4 mos
UBS Financial Services INC.Broker
January 1995 - May 2021 · 26 yrs 4 mos
Kidder, Peabody & CO. IncorporatedBroker
August 1987 - January 1995 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1983 - August 1987 · 4 yrs 4 mos
Blinder, Robinson & Co.,inc.Broker
December 1982 - April 1983 · 4 mos
State Registrations17 states
AZCACTFLINMDMENCNJNYOHORPARISCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Douglas Bryan, CFPStifel, Nicolaus & Company, Incorporated
- Theodore Perry, CFPFarther
- Guy Bassini, CFPTreasure Coast Financial Planning, INC.
- David Johnson, CFPNorthern Trust Securities, INC
- Charles Strum, CFPStrategic Advisers LLC
- William Brewster, CFARga Investment Advisors, LLC