Thomas Goodwin
Thomas Goodwin is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Port St Lucie, FL, with 41 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Port St Lucie, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas sells insurance through Summit Risk Management (SRM) Inc. and is also an insurance agent approved to conduct insurance activity with outside companies. He is the sole proprietor of the Thomas G. Goodwin Agency, offering group health, group life, and individual insurance, dedicating about half of his time to his fee-based advisory business and insurance activities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Summit Equities, INC.Broker
Summit Equities INC
Summit Financial Resources INC
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Ege Advisors, LTD.
Emerging Growth Equities, LTD.Broker
Woodbury Financial Services, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Carillon Investments, INC.Broker
Commonwealth Equity Services, INC.Broker
Uslife Equity Sales CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.