Bruce Cohen
Bruce Cohen is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Port St Lucie, FL, with 42 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Port St Lucie, FL
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2005Customer Dispute
April 2001Regulatory
July 2000Customer Dispute
April 1999Customer Dispute
September 1997Other Business Activities
Bruce is involved in tax preparation, accounting, and CPA services in New Jersey since 2002. This investment-related activity takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Liberty Partners Financial Services, LLCBroker
Wunderlich Securities, INC.Broker
Capital Securities of America, INC.Broker
Janney Montgomery Scott LLCBroker
Painewebber IncorporatedBroker
Painewebber IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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