Bruce Cohen
Bruce Cohen is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Port St Lucie, FL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Port St Lucie, FL
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2005Customer Dispute
April 2001Regulatory
July 2000Customer Dispute
April 1999Customer Dispute
September 1997Other Business Activities
Bruce is involved in tax preparation, accounting, and CPA services in New Jersey since 2002. This investment-related activity takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Liberty Partners Financial Services, LLCBroker
Wunderlich Securities, INC.Broker
Capital Securities of America, INC.Broker
Janney Montgomery Scott LLCBroker
Painewebber IncorporatedBroker
Painewebber IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.