TO
TO
Thomas O'neill
43 Years of Experience
Mount Laurel, NJ
1 DisclosureBroker
Thomas O'neill is a registered investment advisor at Raymond James & Associates, INC., based in Mount Laurel, NJ, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
3000 Atrium Way, Suite 420, Mount Laurel, NJ, 08054
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008Settled
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Morgan Stanley
June 2009 - August 2018 · 9 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2018 · 9 yrs 2 mos
Citigroup Global Markets INC.Broker
October 2008 - June 2009 · 8 mos
Citigroup Global Markets INC.
October 2008 - June 2009 · 8 mos
UBS Financial Services INC.
April 2005 - October 2008 · 3 yrs 6 mos
UBS Financial Services INC.Broker
April 2005 - October 2008 · 3 yrs 6 mos
A. G. Edwards & Sons, INC.
October 2003 - April 2005 · 1 yr 6 mos
A. G. Edwards & Sons, INC.Broker
February 1992 - April 2005 · 13 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1982 - February 1992 · 9 yrs 2 mos
State Registrations22 states
AZCACOCTDEFLGAMAMDMNMONCNJNMNYOHPARISCTNVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.