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Nancy Stewart

J.P. Morgan Securities LLC
43 Years of Experience
Metuchen, NJ
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Nancy Stewart is a registered investment advisor at J.P. Morgan Securities LLC, based in Metuchen, NJ, with 43 years of industry experience. Nancy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

475 Main Street, Metuchen, NJ, 08840-1851

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Denied
Customer Dispute
October 2003
Denied
Customer Dispute
October 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
November 1997 - October 2012 · 14 yrs 11 mos
Chase Investment Services CORP.Broker
September 1996 - October 2012 · 16 yrs 1 mo
Chemical Investment Services CORP.Broker
August 1994 - September 1996 · 2 yrs 1 mo
Liberty Securities CorporationBroker
August 1993 - August 1994 · 1 yr
Financial Network Investment CorporationBroker
February 1990 - August 1993 · 3 yrs 6 mos
Gerald S. Berger, INC.Broker
June 1986 - February 1990 · 3 yrs 8 mos
Stein Abbott and CompanyBroker
July 1985 - June 1986 · 11 mos
Integrated Resources Equity CorporationBroker
July 1984 - August 1985 · 1 yr 1 mo
Aetna Life Insurance and Annuity CompanyBroker
June 1984 - February 1990 · 5 yrs 8 mos
Wzw Financial Services, INC.Broker
January 1983 - June 1984 · 1 yr 5 mos
State Registrations37 states
ARAZCACOCTDCDEFLGAHIIAILLAMAMDMEMNMONCNHNJNYOHORPAPRRISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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