Georgene Grattan
Georgene Grattan is a registered investment advisor at Grattan Financial Strategies, INC., based in San Gabriel, CA, with 42 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 313 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees are on a sliding scale from 1.25% to 1.00% depending on the size of the account and can be negotiated.
Fee Estimator
Location
8814 Huntington Drive, San Gabriel, CA, 91775-1271
Get directionsHistory
Regulatory History (3)
Regulatory
May 2005Customer Dispute
February 2005Customer Dispute
November 1995Other Business Activities
Georgene is the President and CEO of Grattan Financial Strategies, Inc. She is also a 50% shareholder in Grattan Enterprises, Inc., a food company, dedicating about 10-20% of her time, and owns Gigi's Fine Chocolates as a chef and chocolatier, spending a few hours per week.
Employment History
Current Registrations
Grattan Financial Strategies, INC.
B.B. Graham & Company, INC.Broker
Previous Registrations
Grattan Financial Securities, INC.Broker
Linsco/private Ledger CORP.Broker
Associated Planners Securities CorporationBroker
Nml Equity Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Private Ledger Financial Services, IncorporatedBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Private Ledger Financial Services, IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.