RM
RM

Robert Marmor

43 Years of Experience
Los Angeles, CA
Broker

Robert Marmor is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 43 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2121 Avenue of the Stars, Fl 8th, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2015 - Present · 10 yrs 8 mos
Ameriprise Financial Services, LLC
August 2015 - Present · 10 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
Jhs Capital Advisors, LLCBroker
March 2010 - August 2015 · 5 yrs 5 mos
Gunnallen Financial, INCBroker
February 2005 - March 2010 · 5 yrs 1 mo
J.P. Turner & Company, L.L.C.Broker
November 2004 - March 2005 · 4 mos
First Montauk Securities CORP.
June 2004 - November 2004 · 5 mos
First Montauk Securities CORP.Broker
June 2003 - November 2004 · 1 yr 5 mos
Prudential Securities Incorporated
December 1999 - June 2003 · 3 yrs 6 mos
Prudential Securities IncorporatedBroker
November 1999 - June 2003 · 3 yrs 7 mos
Painewebber IncorporatedBroker
January 1997 - November 1999 · 2 yrs 10 mos
M.L. Stern & CO. INC.Broker
March 1983 - January 1997 · 13 yrs 10 mos
State Registrations13 states
AZCACOFLGAMONJNVORSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.