JC
JC

John Cunningham

43 Years of Experience
Louisville, KY
Broker

John Cunningham is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4969 US Highway 42, Suite 1200, Louisville, KY, 40222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John serves as a trustee for the Lillian Margaret Cary Trust, overseeing disbursements and tax filings through a CPA since 2005. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
February 2026 - Present · 3 mos
Morgan StanleyBroker
February 2026 - Present · 3 mos
Previous Registrations
UBS Financial Services INC.
August 2000 - February 2026 · 25 yrs 6 mos
UBS Financial Services INC.Broker
August 2000 - February 2026 · 25 yrs 6 mos
J.C. Bradford & CO.Broker
January 1989 - August 2000 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1983 - February 1989 · 6 yrs
State Registrations26 states
ALAZCACOCTDEFLGAILINKYMAMDMNNYOHOKORSCTNTXUTVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Cunningham - Financial Advisor | TrueAdvisor