Thomas Searles
Thomas Searles is a CFP-designated registered investment advisor at LPL Financial LLC, based in Gaithersburg, MD, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
13 E Deer Park Dr, Gaithersburg, MD, 20877
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an author, artist/musician, and involved in real estate rental. He also operates his LPL business through Medallion Financial Group, spends minimal time on other authoring and real estate activities, and dedicates a few hours per week to Safe Money Concepts, a non-variable insurance agency.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
Securities Service Network, LLCBroker
Ssn Advisory, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ffp Securities, INC.Broker
Intersecurities, INC.Broker
Professional Broker-Dealer Financial Planning, INC.Broker
Travelers Equities Sales, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
Pruco Securities CorporationBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.