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ChFC
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ChFC

Patrick Haney

LPL Financial LLC
32 Years of Experience
Gaithersburg, MD
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Patrick Haney is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Gaithersburg, MD, with 32 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7 Park Avenue, Gaithersburg, MD, 20877

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2007
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Patrick operates his LPL business through Highlander Financial Group. He also works at The Haney Company, an insurance agency, dedicating nearly full-time hours to this role.

Employment History
Current Registrations
LPL Financial LLC
August 2019 - Present · 7 yrs 2 mos
LPL Financial LLCBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
MML Investors Services, LLC
April 2014 - August 2019 · 5 yrs 4 mos
MML Investors Services, LLCBroker
March 2013 - August 2019 · 6 yrs 5 mos
NFP Securities, INC.Broker
April 2008 - September 2012 · 4 yrs 5 mos
NFP Securities, INC.
April 2008 - September 2012 · 4 yrs 5 mos
Lincoln Financial Advisors Corporation
October 2002 - April 2008 · 5 yrs 6 mos
Lincoln Financial Advisors CorporationBroker
October 2002 - April 2008 · 5 yrs 6 mos
The Lincoln National Life Insurance CompanyBroker
October 2002 - May 2006 · 3 yrs 7 mos
The Advisors Group, INC.
October 2001 - October 2002 · 1 yr
The Advisors Group, INC.Broker
June 1998 - October 2002 · 4 yrs 4 mos
W. S. Griffith & CO., INC.Broker
February 1997 - March 1998 · 1 yr 1 mo
Princor Financial Services CorporationBroker
December 1994 - February 1997 · 2 yrs 2 mos
Manequity, INC.Broker
January 1993 - January 1996 · 3 yrs
State Registrations5 states
DCMDNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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