PM
CFP · ChFC
PM
CFP · ChFC
Paul Morgis is a CFP, ChFC-designated registered investment advisor, based in Lakeland, FL, with 36 years of industry experience.
Location
1700 South Florida Ave, Floor 2, Lakeland, FL, 33803
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Regulatory History (1)
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Customer Dispute
June 2016Denied
Other Business ActivitiesSells Insurance
Paul is an independent insurance agent selling various insurance products since 2001, dedicating a few hours per week. He is also an investment advisor representative with Vicus Capital, Inc. and a Southeast Division Account Specialist for Partners Financial Group, spending a significant amount of time on these investment-related activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2013 - Present · 13 yrs
Cetera Wealth Services, LLC
September 2013 - Present · 13 yrs
Vicus Capital, INC.
June 2002 - Present · 24 yrs 3 mos
Previous Registrations
Walnut Street Securities, INC.Broker
November 2001 - September 2013 · 11 yrs 10 mos
1717 Capital Management CompanyBroker
May 1989 - November 2001 · 12 yrs 6 mos
State Registrations10 states
CTFLGAILMTNCNYPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.