Martin James
Martin James is a registered investment advisor at Modern Wealth Management, LLC, based in Mooresville, IN, with 31 years of industry experience. Martin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,716 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable.
Fee Estimator
Location
130 Meadow Lake Drive, Mooresville, IN, 46158
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Martin is a CPA for a tax and accounting practice since 1986, dedicating about half his time, and is a member/manager for a family-owned recreational property since 2002, requiring minimal time. He also implements fixed insurance recommendations as an owner/agent, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Modern Wealth Management, LLC
Previous Registrations
World Equity Group, INC.Broker
World Equity Group, INC.
Invest Financial CorporationBroker
Invest Financial Corporation
Charter Advisory Corporation
Mutual Service CorporationBroker
Titan/value Equities Group, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Nml Equity Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.