Richard Mclaughlin is a CFP-designated registered investment advisor, based in Hockessin, DE, with 43 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
724 Yorklyn Rd, Ste 348, Hockessin, DE, 19707
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a financial educator since 2008 and an advisory representative of a RIA since 2007, dedicating about half his time to this role. He is also an independent insurance agent since 1977 and the owner of First State Advisors since 2014, dedicating full-time hours to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Advantage Capital Corporation
Advantage Capital CorporationBroker
Advantage Capital CorporationBroker
Travelers Equities Sales, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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