David Stevenson is a registered investment advisor, based in Edina, MN, with 43 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Edina, MN
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Regulatory History (1)
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Customer Dispute
October 2018Settled
Other Business Activities
David is an Investment Advisor Representative of Oakwood Capital, Inc. since 2009, dedicating a significant amount of time to this role. David also owns Arctic Ice Lantern, a holiday decoration business, spending minimal time on it each month.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
March 2024 - Present · 2 yrs 7 mos
Oakwood Capital Securities, INC.
March 2024 - Present · 2 yrs 7 mos
Oakwood Capital, INC.
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Gardner Advisors INC.
July 2012 - December 2020 · 8 yrs 5 mos
Oakwood Capital Securities, INC.Broker
September 2009 - December 2023 · 14 yrs 3 mos
RBC Capital Markets Corporation
April 2005 - September 2009 · 4 yrs 5 mos
RBC Capital Markets CorporationBroker
March 1998 - September 2009 · 11 yrs 6 mos
Dain Rauscher IncorporatedBroker
September 1993 - March 1998 · 4 yrs 6 mos
Prudential Securities IncorporatedBroker
January 1983 - September 1993 · 10 yrs 8 mos
State Registrations6 states
AZCOFLIAMNWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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