JT
CFP · ChFC
JT
CFP · ChFC
Joseph Taunt
43 Years of Experience
Grand Rapids, MI
1 DisclosureBrokerSells Insurance
Joseph Taunt is a CFP, ChFC-designated registered investment advisor, based in Grand Rapids, MI, with 43 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Grand Rapids, MI
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2000Other Business ActivitiesSells Insurance
Joseph is an independent insurance agent for various companies, spending a few hours per week on sales. He also serves as treasurer for the Muskegon Yacht Club and the Lake Michigan Sail Racing Federation, and is a board member for the J/35 Class Association, and an advisory rep of an RIA, spending nearly full-time on this.
Employment History
Current Registrations
Cambridge Investment Research, INC.
December 2024 - Present · 1 yr 10 mos
Cambridge Investment Research Advisors, INC.
December 2024 - Present · 1 yr 10 mos
Cambridge Investment Research, INC.Broker
December 2024 - Present · 1 yr 10 mos
Previous Registrations
Regulus Financial Group, LLCBroker
July 2010 - December 2024 · 14 yrs 5 mos
American Portfolios Advisors, INC
February 2010 - October 2012 · 2 yrs 8 mos
American Portfolios Financial Services, INC.Broker
February 2010 - December 2014 · 4 yrs 10 mos
Sagepoint Financial, INC.
February 2010 - February 2010 · 0 mos
Regal Investment Advisors LLC
May 2007 - December 2024 · 17 yrs 7 mos
Sagepoint Financial, INC.Broker
October 2005 - February 2010 · 4 yrs 4 mos
Sunamerica Securities, INC.Broker
June 2000 - October 2005 · 5 yrs 4 mos
Washington Square Securities, INC.Broker
May 2000 - July 2000 · 2 mos
Signator Investors, INC.Broker
September 1995 - February 2000 · 4 yrs 5 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1995 - May 1997 · 1 yr 8 mos
Sun Investment Services CompanyBroker
April 1988 - August 1995 · 7 yrs 4 mos
The Mutual Life Insurance Company of New YorkBroker
October 1987 - February 1988 · 4 mos
Mony Securities CORP.Broker
October 1987 - February 1988 · 4 mos
First Investors CorporationBroker
January 1983 - October 1987 · 4 yrs 9 mos
State Registrations28 states
AKARAZCACOCTDCFLGAIAILINKYLAMDMIMNMONCNDNJOHRITNTXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Raymond Llewellyn, CFA, CFPCerity Partners LLC
- Angela Brooks, CFPFamily Capital Management
- Mark Pearson, CFPNorthwestern Mutual Investment Services,llc
- Nathan Luke, CFPMercer Global Advisors INC.
- Aaron Louisell, CFPRaymond James & Associates, INC.
- Ryan Sheffer, CFPAdvance Capital Management INC