Dennis Hennessy
Dennis Hennessy is a registered investment advisor at Mutual Advisors, LLC, based in Estero, FL, with 43 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,463 clients with $6.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mutual Advisors charges an annual management fee based on the complexity of your financial situation, the services provided, the experience and standard of fees charged by your advisor, and the value of the assets in your account. This fee is negotiable with your advisor. The annual fee ranges up to 2.00% and is assessed quarterly or monthly in advance. Fees can be structured as a fixed percentage, a tiered fee schedule, or a linear fee schedule.
For American Funds F2 Direct Accounts, the annual fee ranges from 0.25% up to 1.25% annually, calculated and debited quarterly in arrears based on an average daily balance.
Location
Estero, FL
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2017Other Business ActivitiesSells Insurance
Dennis is a board member for the St Louis Blues 14 Fund charity, an investor in RF Controls, and the sole managing member of D.G. Hennessy, LLC. He also works as an insurance agent selling life insurance, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Mutual Advisors, LLC
Mutual Securities, INC.
Mutual Securities, INC.Broker
Previous Registrations
Mutual Advisors, LLC
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Home Life Insurance CompanyBroker
W. S. Griffith & CO., INC.Broker
Sentra Securities CorporationBroker
W. S. Griffith & CO., INC.Broker
Home Life Equity Sales CORP.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.