Joseph Rettig
Joseph Rettig is a registered investment advisor at Ameriprise Financial Services, LLC, based in Lecanto, FL, with 43 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1619 W Gulf to Lake Hwy, Lecanto, FL, 34461
Get directionsHistory
Regulatory History (7)
Customer Dispute
January 2012Customer Dispute
November 2011Customer Dispute
February 2009Customer Dispute
September 2008Customer Dispute
May 2008Customer Dispute
September 2001Customer Dispute
November 1998Other Business Activities
Joseph has business ownership interests, dedicating minimal time to this activity. This activity is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Ids Life Insurance CompanyBroker
First Investors CorporationBroker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.