James Friery
James Friery is a registered investment advisor at Osaic Wealth, INC., based in Sandusky, OH, with 41 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Sandusky, OH
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Regulatory History (1)
Customer Dispute
January 2002Other Business ActivitiesSells Insurance
James is involved with the Marina Townhouses HOA and Friery Financial Group LLC. He also works as an investment advisor representative and sells life insurance and long-term care; this takes nearly full-time and a few hours per week, respectively.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
Donahue Securities, INC.Broker
Prim Securities, IncorporatedBroker
Warwick Securities, INC.Broker
First Hanover Securities, INC.Broker
Fsc Securities CorporationBroker
Southmark Financial Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.