Denise Otten
Denise Otten is a registered investment advisor at Osaic Wealth, INC., based in Sarasota, FL, with 29 years of industry experience. Denise operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1990 Main St, Suite 750, Sarasota, FL, 34236
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Regulatory History (1)
Customer Dispute
November 2007Other Business ActivitiesSells Insurance
Denise is a bookkeeper at Otten & Associates, a CPA firm, dedicating about 10-20% of her time. She is also the President/Founder of Elite Wealth Strategies, working full-time as a financial advisor, and owns Health + Wellness, LLC, spending minimal time on nutritional content creation. Denise also sells term insurance and fixed indexed annuities when needed, dedicating minimal time to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
Fogel Neale Wealth Management, LLC
American Portfolios Financial Services, INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
J F Lowe & Company IncorporatedBroker
Oppenheimer & CO., INC.Broker
Gruntal & CO. IncorporatedBroker
Herzfeld & Stern INC.Broker
Creative Securities CORP.Broker
Norbay Securities INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.