Rockne Schatz
Rockne Schatz is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Orinda, CA, with 42 years of industry experience. Rockne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
18 Orinda Way, Orinda, CA, 94563
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Regulatory History (1)
Customer Dispute
May 2012Other Business ActivitiesSells Insurance
Rockne is the President of Capital Strategies & Investments, Inc. since 1987, where he focuses on fixed insurance sales and spends minimal time. He also works as an Investment Advisor Representative with Securities America Advisors since 2018, dedicating nearly full-time hours to investment advisory services.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Keogler, Morgan & Company, INC.Broker
Integrated Resources Equity CorporationBroker
Capital Strategies & Investments, INC.
Christopher Weil & Company, INCBroker
Integrated Resources Equity CorporationBroker
Equitec Securities CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.