Ernesto Tong is a CFA-designated registered investment advisor at Penserra Capital Management LLC, based in Orinda, CA, with 18 years of industry experience. Ernesto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 44 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Penserra Capital Management provides sub-advisory services to exchange traded funds (ETFs). Fees are based on a fixed minimum or a percentage of assets, depending on the services rendered, the client's investment objective and strategy, the size of the account, and other factors. The percentage of assets under management fee is negotiated. Annual per fund minimum fees for ETF sub-advisory services range from zero to $60,000 per fund.
Location
4 Orinda Way, Suite 100-A, Orinda, CA, 94563
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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The provided text only mentions Penserra Capital, offering no information about Ernesto's outside business activities or insurance sales.
Employment History
Current Registrations
Penserra Capital Management LLC
Penserra Securities, LLCBroker
Previous Registrations
Penserra Global Investors LLC
Penserra Capital Management LLC
Blackrock Investments, LLCBroker
Blackrock Execution ServicesBroker
State Registrations2 states
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