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Steven Schwefel
42 Years of Experience
Lake Geneva, WI
1 Disclosure
Steven Schwefel is a registered investment advisor at Geneva Partners, LLC, based in Lake Geneva, WI, with 42 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 571 clients with $390M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
9 advisors
Number of Clients
571 clients
Average Client Portfolio
$678K average
Assets Under Management
$387.3M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
820 Geneva Parkway North, Suite 106, Lake Geneva, WI, 53147
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
July 1998Employment History
Current Registrations
Geneva Partners, LLC
April 2012 - Present · 14 yrs 1 mo
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
January 2015 - April 2016 · 1 yr 3 mos
Sterne Agee Financial Services, INC.Broker
September 2014 - April 2016 · 1 yr 7 mos
Geneva Partners, LLC
April 2010 - December 2017 · 7 yrs 8 mos
Sterne Agee Investment Advisor Services, INC.
March 2004 - January 2015 · 10 yrs 10 mos
Wrp Investments, INC.Broker
March 2004 - September 2014 · 10 yrs 6 mos
Certes Capital Securities, LLCBroker
April 2003 - April 2004 · 1 yr
Certes Capital Wealth Management, LLC
January 2003 - April 2004 · 1 yr 3 mos
Qa3 Financial LLC
May 2002 - December 2003 · 1 yr 7 mos
Qa3 Financial CORP.Broker
March 2002 - December 2003 · 1 yr 9 mos
Deutsche Banc Alex. Brown INC.Broker
January 2001 - March 2002 · 1 yr 2 mos
Db Alex. Brown LLCBroker
September 1998 - January 2001 · 2 yrs 4 mos
Lehman Brothers INC.Broker
October 1990 - August 1998 · 7 yrs 10 mos
Bear, Stearns & CO. INC.Broker
March 1988 - October 1990 · 2 yrs 7 mos
L. F. Rothschild & CO. IncorporatedBroker
July 1987 - April 1988 · 9 mos
Shearson Lehman Brothers INC.Broker
July 1985 - August 1987 · 2 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
February 1985 - July 1985 · 5 mos
H. B. Shaine & CO., INC.Broker
December 1983 - February 1985 · 1 yr 2 mos
Uslife Equity Sales CORP.Broker
March 1983 - July 1985 · 2 yrs 4 mos
State Registrations2 states
ILWI
Advisor
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Exams
No exam information available for this advisor.