Thomas Rowe
Thomas Rowe is a registered investment advisor at Geneva Partners, LLC, based in Lake Geneva, WI, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 571 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Location
820 Geneva Parkway North, Suite 106, Lake Geneva, WI, 53147
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2008Other Business ActivitiesSells Insurance
Thomas operates Rowe Financial Services as a sole proprietorship, functioning as an insurance agent and registered tax preparer. He sells life insurance, fixed annuities, and indexed annuities, and prepares taxes, dedicating about 10-20% of his time to insurance sales and full-time to tax preparation.
Employment History
Current Registrations
Geneva Partners, LLC
Previous Registrations
Geneva Partners, LLC
SA Stone Investment Advisors INC.
SA Stone Wealth Management INC.Broker
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
Ffp Securities, INC.Broker
Walnut Street Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.