Leonard Kaplan
Leonard Kaplan is a registered investment advisor at Cetera Investment Advisers LLC, based in Shrewsbury, PA, with 43 years of industry experience. Leonard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
9 S Main St, Shrewsbury, PA, 17361
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leonard works as an insurance agent selling life, health, disability, fixed annuities, and long-term care insurance with various companies since 2022, and also sells and services fixed insurance products through Keller-Brown Insurance Services since 2020. These activities take about 10-20% of Leonard's time and about 10-20% of his time, respectively.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Locust Street Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations9 states
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