GS
GS

Gregory Spears

38 Years of Experience
Leawood, KS
1 DisclosureBroker

Gregory Spears is a registered investment advisor at Wells Fargo Advisors, based in Leawood, KS, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

3400 College Blvd, Suite 100, Leawood, KS, 66211

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
Other Business Activities

Gregory has several business activities, including Spears Family Enterprises LLC (family farm and condo rental), GVS PW Consulting, FCS Private Wealth Management LLC, FCCS Real Estate LLC, commercial rental property, and Amplify International Education Inc. LLC. GVS PW Consulting and FCS Private Wealth Management LLC each take nearly full-time hours.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2020 - Present · 6 yrs 3 mos
Wells Fargo Advisors
June 2020 - Present · 6 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2015 - June 2020 · 5 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
May 2015 - June 2020 · 5 yrs 1 mo
UBS Financial Services INC.
October 2011 - June 2015 · 3 yrs 8 mos
UBS Financial Services INC.Broker
October 2011 - June 2015 · 3 yrs 8 mos
Bkd Wealth Advisors, LLC
March 2011 - October 2011 · 7 mos
Wells Fargo Advisors, LLC
November 2004 - March 2011 · 6 yrs 4 mos
Wells Fargo Advisors, LLCBroker
November 2004 - March 2011 · 6 yrs 4 mos
UBS Financial Services INC.
September 2002 - November 2004 · 2 yrs 2 mos
UBS Financial Services INC.Broker
April 1997 - November 2004 · 7 yrs 7 mos
Dain Bosworth IncorporatedBroker
February 1995 - April 1997 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1991 - February 1995 · 3 yrs 7 mos
Boatmen's Investment Services, INC.Broker
April 1991 - July 1991 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1989 - March 1991 · 1 yr 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1983 - July 1985 · 2 yrs 4 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMONCNENJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Spears - Financial Advisor | TrueAdvisor