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Jon Stucker

42 Years of Experience
Indianapolis, IN
5 DisclosuresBroker

Jon Stucker is a registered investment advisor at Thurston Springer Advisors, based in Indianapolis, IN, with 42 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,759 clients with $3.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
98 advisors
Number of Clients
6,759 clients
Average Client Portfolio
$544K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$25K

Thurston Springer uses third-party portfolio advisors, and clients pay a fee based on the third-party's fee schedule. Thurston Springer retains a portion of this fee. The overall advisory fee is negotiable. Clients will have some cash in their account to cover advisory fees. Clients may pay additional fees or expenses in a third-party advisory account, such as ticket charges, IRA fees, and wire fees.

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Location

9000 Keystone Crossing, Seventh Floor, Indianapolis, IN, 46240

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Pending
Employment Separation After Allegations
April 2016
Customer Dispute
August 2012
Denied
Customer Dispute
April 2008
Denied
Customer Dispute
August 2002
Denied
Other Business Activities

Jon is involved in several business activities, including a non-profit housing board, a VOIP carrier, a civic theatre, Parkahead LLC, FK Restaurant Group LLC, Pier 48 Indy LLC, BubbleUp and ElectraCast, and JKS Investment LLC. None of these activities appear to involve the sale of insurance products.

Employment History
Current Registrations
Thurston Springer Advisors
August 2020 - Present · 5 yrs 11 mos
Thurston, Springer, Miller, Herd & Titak, INC.Broker
June 2016 - Present · 10 yrs 1 mo
Previous Registrations
Thurston Springer Financial
June 2016 - July 2021 · 5 yrs 1 mo
Waddell & ReedBroker
May 2016 - June 2016 · 1 mo
Waddell & Reed
May 2016 - June 2016 · 1 mo
RBC Capital Markets, LLC
December 2004 - May 2016 · 11 yrs 5 mos
RBC Capital Markets, LLCBroker
December 2004 - May 2016 · 11 yrs 5 mos
Wachovia Securities, LLC
June 2002 - November 2004 · 2 yrs 5 mos
Wachovia Securities, LLCBroker
June 2002 - November 2004 · 2 yrs 5 mos
Mcdonald Investments INC.
January 1999 - July 2002 · 3 yrs 6 mos
Mcdonald Investments INC.Broker
February 1997 - July 2002 · 5 yrs 5 mos
Smith Barney INC.Broker
July 1993 - February 1997 · 3 yrs 7 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
E. F. Hutton & Company INCBroker
October 1984 - May 1988 · 3 yrs 7 mos
Thomson Mckinnon Securities INC.Broker
March 1983 - October 1984 · 1 yr 7 mos
State Registrations21 states
ALARAZCACOFLILINKYMDMIMONCNJNYOHPATNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.