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Jon Stucker

43 Years of Experience
Indianapolis, IN
6 DisclosuresBroker

Jon Stucker is a registered investment advisor at Thurston Springer Advisors, based in Indianapolis, IN, with 43 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 4,694 clients with $6B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
102 advisors
Number of Clients
4,694 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$6.0B

Fee Structure

Minimum Investment:$7.5K
Investment management only (planning not offered)

Thurston Springer Advisors charges fees based on a percentage of the assets they manage for you, with annual rates ranging from 0.25% to 2.50%. The exact rate depends on the specific advisory program, the scope of services provided, the size of your portfolio, and what you negotiate with your investment advisor representative.

  • Fees are typically billed quarterly, either in advance or in arrears depending on the specific program and custodian you use.
  • Some programs may also involve transaction charges for individual trades, while others operate under a bundled fee structure that covers standard trading costs.
  • Additional custodial charges, such as wire fees or maintenance fees, may apply depending on your account activity and program.
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Location

9000 Keystone Crossing, Seventh Floor, Indianapolis, IN, 46240

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2026
Pending
Customer Dispute
January 2026
Pending
Employment Separation After Allegations
April 2016
Customer Dispute
August 2012
Denied
Customer Dispute
April 2008
Denied
Customer Dispute
August 2002
Denied
Other Business Activities

Jon is involved in several business activities, including a non-profit housing board, a VOIP carrier, a civic theatre, Parkahead LLC, FK Restaurant Group LLC, Pier 48 Indy LLC, BubbleUp and ElectraCast, and JKS Investment LLC. None of these activities appear to involve the sale of insurance products.

Employment History
Current Registrations
Thurston Springer Advisors
August 2020 - Present · 6 yrs 2 mos
Thurston, Springer, Miller, Herd & Titak, INC.Broker
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
Thurston Springer Financial
June 2016 - July 2021 · 5 yrs 1 mo
Waddell & ReedBroker
May 2016 - June 2016 · 1 mo
Waddell & Reed
May 2016 - June 2016 · 1 mo
RBC Capital Markets, LLC
December 2004 - May 2016 · 11 yrs 5 mos
RBC Capital Markets, LLCBroker
December 2004 - May 2016 · 11 yrs 5 mos
Wachovia Securities, LLC
June 2002 - November 2004 · 2 yrs 5 mos
Wachovia Securities, LLCBroker
June 2002 - November 2004 · 2 yrs 5 mos
Mcdonald Investments INC.
January 1999 - July 2002 · 3 yrs 6 mos
Mcdonald Investments INC.Broker
February 1997 - July 2002 · 5 yrs 5 mos
Smith Barney INC.Broker
July 1993 - February 1997 · 3 yrs 7 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
E. F. Hutton & Company INCBroker
October 1984 - May 1988 · 3 yrs 7 mos
Thomson Mckinnon Securities INC.Broker
March 1983 - October 1984 · 1 yr 7 mos
State Registrations21 states
ALARAZCACOFLILINKYMDMIMONCNJNYOHPATNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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