Joseph Marino
Joseph Marino is a registered investment advisor at Osaic Wealth, INC., based in North Haven, CT, with 42 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3308 Dixwell Ave, North Haven, CT, 06473
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2018Employment Separation After Allegations
October 2016Other Business ActivitiesSells Insurance
Joseph is an independent insurance agent selling fixed insurance products since 1994, dedicating full-time hours to this activity. He also manages property, prepares taxes for a few clients, provides advisory services, and is a managing member of Margen, LLC, which provides financial planning seminars and workshops.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.